ACATS enables eligible participants to efficiently and automatically enter, 审查, and settle the transfer of customer accounts between each other. 该服务使转账程序标准化, 降低运营成本, 加快交易结算速度. ACATS使许多不同类型的资产能够转移, 包括, 但不限于, 股票, 公司及市政债券, 单位投资信托, 共同基金, 选项, 年金, 和现金.
当可适用, ACATS与澳门赌场的基金/服务系统相连, 哪些机构处理和结算共同基金交易, to expedite the re-registration of fund positions when a customer account moves from one firm to another, and when a customer mutual fund asset moves between a broker-dealer or bank and a fund. ACATS规范了共同基金的重新注册程序, reducing operating costs and the processing time of transaction settlements and re-registration of transferred fund positions.
ACATS also links with NSCC’s Insurance Processing Service (IPS) to provide insurance carriers with information necessary to re-register insurance assets that are transferred between two broker-dealers.
ACATS is a non-guaranteed service and certain transactions may be subject to reversal in the event of the default of a participant that is party to a transfer.